Audit Manager - Internal Audit - Quality Assurance - Regulatory Issue Validation
Company: Citi
Location: Wimauma
Posted on: August 1, 2022
Job Description:
Job Description SummaryCiti's Internal Audit (IA) division
provides independent assessments of the company's governance, risk
management and internal control environment for key stakeholders
including the Board of Directors, senior management and Citi s
numerous regulators globally. IA is a change agent within Citi to
enhance the control culture of Citigroup worldwide and thereby
support senior management decision making around the globe.IA
maintains a Quality Assurance (QA) function that reports to the
Citi Chief Auditor and the Group Audit Committee. The QA function
provides independent assurance that IA has achieved and is
maintaining appropriate standards of internal audit delivery (set
against both IA s own internal standards and the Standards and Code
of Ethics of the Institute of Internal Auditors). The role involves
close liaison with the global audit teams to ensure appropriate
understanding, access to and the correct application of the IA
methodology. With an overall objective to perform QA RIV audit
activities that provide an independent assessment of IA activity
specifically related to Citi s regulatory remediation projects and
the OCC/FRB Citi Consent Order. This role will primarily focus on
ICG IA activity. The role is based in Tampa/Irving/Canada and will
report to the SVP, QA - RIV ICG.Job Description Key
Responsibilities:
- Operate as a QA partner, supplemented by QA subject matter
experts, to provide centralized QA support for key Regulatory Issue
Validation projects across the ICG Internal Audit (IA) teams.
- Provide assurance over the quality of IA s work via formal QA
products including reviews of Issue Validation strategies and work
papers.
- Perform QA s check and challenge of IA s validation work;
identify thematic areas for improvement; assess regulatory
validation methodology end-to-end, from receipt of exam letter to
final IA validation.
- Assist the SVP and QAD in the delivery of regulatory validation
methodology training to auditors (and stakeholders, as needed),
including tailored training if required.
- Assist the SVP and QAD in supporting IA teams in regulatory
matters, including review of responses to regulators and presenting
directly to regulators as required.
- Support the SVP and QAD in fostering a strong QA partnership
with the IA teams.
- Provide day-to-day support and guidance to the assigned audit
teams on methodology-related matters by leveraging experiencing and
using professional judgement.
- Assist with periodic ad-hoc projects (e.g., research and
development of QA specific training).
- Be a change agent in the continuous improvement program to
deliver and maintain a best in class QA function, sharing best
practices and lessons learned with the IA teams
- Contribute to continued improvement in IA methodology and
coverage through the delivery of QA products.
- Assist in the review and improvement of global IA methodology
and practices, including innovation initiatives.
- Assist the SVP and QAD in reviewing key internal QA
deliverables and external deliverables.
- Ability to manage multiple competing priorities and meet strict
deadlines, both internal and external (e.g., regulators).
- Willingness to assist other QADs on an ad-hoc basis to ensure
consistent utilization.Person SpecificationQualifications:
- 7+ years of experience in a related role
- Related certifications (CPA, ACA, CFA, CIA, CISA or similar)
preferred
- Consistently demonstrates clear and concise written and verbal
communication
- Demonstrated ability to remain unbiased in a diverse working
environment
- Experience in Regulatory Validations (OCC / FRB)
- Experience working in or auditing Investment Banking products /
activities and / or Risk & Control areas
- Effective negotiation skills Education:
- Bachelor s degree/University degree or equivalent experience
------------------------------------------------- Job Family Group:
Internal Audit -------------------------------------------------
Job Family:Audit
------------------------------------------------------ Time Type:
Full time ------------------------------------------------------
Citi is an equal opportunity and affirmative action
employer.Qualified applicants will receive consideration without
regard to their race, color, religion, sex, sexual orientation,
gender identity, national origin, disability, or status as a
protected veteran.Citigroup Inc. and its subsidiaries ("Citi")
invite all qualified interested applicants to apply for career
opportunities. If you are a person with a disability and need a
reasonable accommodation to use our search tools and/or apply for a
career opportunity review Accessibility at Citi .View the " EEO is
the Law " poster. View the EEO is the Law Supplement .View the EEO
Policy Statement .View the Pay Transparency Posting
----------------------------- Effective November 1, 2021, Citi
requires that all successful applicants for positions located in
the United States or Puerto Rico be fully vaccinated against
COVID-19 as a condition of employment and provide proof of such
vaccination prior to commencement of employment.
Keywords: Citi, Palmetto , Audit Manager - Internal Audit - Quality Assurance - Regulatory Issue Validation, Accounting, Auditing , Wimauma, Florida
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