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Global Markets Compliance Transformation - SVP

Company: Citi
Location: Sun City Center
Posted on: November 19, 2021

Job Description:

The Governance & Control function within the Chief Operating Office of Global Markets is responsible for the design and implementation of Markets-wide frameworks and practices that are integral and fundamental to the franchise's Operational and Compliance Governance. -The Governance & Control group covers: 1) Compliance Governance & Policy Framework, 2) Risk Identification, 3) Manager's Control Assessment (MCA) Framework, 4) Control Testing, 5) Regulatory Engagement, 6) Governance Committees and Issue Escalations, 7) Culture, Conduct and Ethics Governance, 8) Legal Entity and Product Governance, and 9) Reporting & Analytics. This role would be within the Compliance Governance & Policy team, which covers 1st LoD Compliance Governance across Markets businesses. This group's two main responsibilities are, 1) Regulatory Control Framework, including building out the right processes and controls for adherence to regulations, and 2) Policy Governance, which is focused on vetting and understanding policies impacting Global Markets. The group is looking for a candidate to:Lead Compliance Transformation for Global Markets, which includes planning and execution against Citigroup's firm wide transformation planFormulate Global Markets' strategy and approach, including additional resourcing needed to deliver against each milestone within the transformation plan Represent Global Markets within transformation workshops with senior representatives across businesses, and ensure design/solutions are fit for purposeResponsibilities will include but not be limited to supporting the Markets Businesses with following activities:The Compliance Transformation program includes multiple sub-components, including, but not limited to; 1) how the firm is aware of, and actions regulatory changes, 2) ensuring the right controls exists and/or are implemented across businesses, 3) how we link and provide transparency into policies and procedures that address specific regulations, 5) processes, metrics, and reporting designed to inform businesses of compliance risks, 5) defining more fit for purpose compliance risks assessment processes, and 6) design of technology tools and/or systems as part of the target operating modelThe Lead will need to understand Markets' businesses, products, and activities to inform fit for purpose solutions as part of design and solution workshops Drive a level of consistency across Compliance Transformation workstreams, inform fit for purpose design and approaches across deliverablesProvide oversight across Markets' deliverables to ensure the criteria we have met, and the quality of the deliverable will meet our regulators' expectationsManage the risks across the Compliance Transformation program and help design risks-based approaches that would support Markets in meeting the expectation for certain deliverables. Have a level of understanding of compliance risks within a Global Markets business to inform these approaches Clearly communicate objectives and deliverables, with the ability to work collaboratively and with people at all levels of the organization and across different Markets businesses and geographical locationsBuilding and developing partnerships with stakeholders across Front Office, Compliance and Operational Risk by:Providing thought leadership by continually reviewing processes and identifying opportunities for improvementAppropriately assessing risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Skills/Experience:8-12 years of experience in one or a combination of the following: financial services, business risk management, operational risk management, compliance or legalExperience and knowledge with Markets' traded productsExperience with process design and change managementExcellent organizational skillsExperience of developing and maintaining effective stakeholder relationshipsConsistent demonstration of clear and concise written and verbal communication skills. Effective negotiation skills, a proactive and "no surprises" approach in communicating issues Self-motivated and detail orientedAbility to navigate and negotiate through conflicting demands to maintain focus on priority objectives while ensuring key stakeholders' needs are metProficient in Microsoft Office with a strong emphasis on MS Excel and PowerPointEducation:Bachelor's/University degree or equivalent industry experience-------------------------------------------------Job Family Group: Risk Management-------------------------------------------------Job Family:Business Risk & Controls------------------------------------------------------Time Type:------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.View the "EEO is the Law" poster. View the EEO is the Law Supplement.View the EEO Policy Statement.View the Pay Transparency Posting-----------------------------Effective November 1, 2021, Citi requires that all successful applicants must be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

Keywords: Citi, Palmetto , Global Markets Compliance Transformation - SVP, Other , Sun City Center, Florida

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